SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 108,865 Value ($000) $96 Avg Close $1.33 Range $0.74 - $1.89
Q3 2022
Shares 114,103 Value ($000) $179 Avg Close $2.27 Range $1.50 - $3.09
Q2 2022
Shares 116,550 Value ($000) $234 Avg Close $1.73 Range $1.15 - $2.48
Q1 2022
Shares 108,404 Value ($000) $253 Avg Close $3.12 Range $1.96 - $4.99
Q4 2021
Shares 84,533 Value ($000) $393 Avg Close $6.21 Range $4.65 - $7.74
Q3 2021
Shares 111,733 Value ($000) $853 Avg Close $8.48 Range $7.31 - $11.07
Q2 2021
Shares 114,311 Value ($000) $1,108 Avg Close $7.96 Range $6.14 - $10.29
Q1 2021
Shares 100,144 Value ($000) $828 Avg Close $10.56 Range $6.58 - $17.25
Q4 2020
Shares 179,747 Value ($000) $1,227 Avg Close $8.03 Range $5.17 - $12.31
Q3 2020
Shares 171,976 Value ($000) $1,918 Avg Close $9.15 Range $5.77 - $19.39
Q2 2020
Shares 281,046 Value ($000) $1,765 Avg Close $3.83 Range $1.70 - $10.00
Q1 2020
Shares 15,610 Value ($000) $29 Avg Close $2.88 Range $1.55 - $5.09