SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

O'SHAUGHNESSY ASSET MANAGEMENT, LLC's Holding History (CIK: 0001423442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 6,115 Value ($000) $47 Avg Close $8.48 Range $7.31 - $11.07

Q2 2021

Shares 10,901 Value ($000) $106 Avg Close $7.96 Range $6.14 - $10.29

Q1 2021

Shares 10,901 Value ($000) $90 Avg Close $10.56 Range $6.58 - $17.25

Q4 2020

Shares 1,164 Value ($000) $8 Avg Close $8.03 Range $5.17 - $12.31

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	6,115	$47	$8.48	$7.31 - $11.07
Q2 2021	10,901	$106	$7.96	$6.14 - $10.29
Q1 2021	10,901	$90	$10.56	$6.58 - $17.25
Q4 2020	1,164	$8	$8.03	$5.17 - $12.31