SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 10,000 Value ($000) $82 Avg Close $10.56 Range $6.58 - $17.25
Q4 2020
Shares 10,000 Value ($000) $68 Avg Close $8.03 Range $5.17 - $12.31
Q3 2020
Shares 10,000 Value ($000) $111 Avg Close $9.15 Range $5.77 - $19.39
Q2 2020
Shares 10,000 Value ($000) $63 Avg Close $3.83 Range $1.70 - $10.00
Q1 2020
Shares 10,000 Value ($000) $18 Avg Close $2.88 Range $1.55 - $5.09
Q3 2019
Shares 10,000 Value ($000) $21 Avg Close $2.33 Range $2.00 - $2.91
Q2 2019
Shares 10,000 Value ($000) $26 Avg Close $3.60 Range $2.52 - $4.75
Q1 2019
Shares 10,000 Value ($000) $47 Avg Close $2.62 Range $1.80 - $6.50