SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 26,805 Value ($000) $299 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 13,500 Value ($000) $85 Avg Close $3.83 Range $1.70 - $10.00

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	26,805	$299	$9.15	$5.77 - $19.39
Q2 2020	13,500	$85	$3.83	$1.70 - $10.00