SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

NEXPOINT ASSET MANAGEMENT, L.P.'s Holding History (CIK: 0001469877)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 100,000 Value ($000) $763 Avg Close $8.48 Range $7.31 - $11.07

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	100,000	$763	$8.48	$7.31 - $11.07