SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 56,059 Value ($000) $463 Avg Close $10.56 Range $6.58 - $17.25

Q4 2020

Shares 12,563 Value ($000) $85 Avg Close $8.03 Range $5.17 - $12.31

Q4 2019

Shares 107,932 Value ($000) $364 Avg Close $2.38 Range $1.39 - $4.40

Q3 2019

Shares 14,403 Value ($000) $30 Avg Close $2.33 Range $2.00 - $2.91

Q1 2019

Shares 15,350 Value ($000) $72 Avg Close $2.62 Range $1.80 - $6.50

Q3 2018

Shares 44,931 Value ($000) $197 Avg Close $5.54 Range $3.90 - $7.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	56,059	$463	$10.56	$6.58 - $17.25
Q4 2020	12,563	$85	$8.03	$5.17 - $12.31
Q4 2019	107,932	$364	$2.38	$1.39 - $4.40
Q3 2019	14,403	$30	$2.33	$2.00 - $2.91
Q1 2019	15,350	$72	$2.62	$1.80 - $6.50
Q3 2018	44,931	$197	$5.54	$3.90 - $7.55