SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Gotham Asset Management, LLC's Holding History (CIK: 0001510387)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 19,928 Value ($000) $222 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 32,692 Value ($000) $205 Avg Close $3.83 Range $1.70 - $10.00

Q2 2018

Shares 130,783 Value ($000) $942 Avg Close $6.80 Range $4.50 - $8.25

Q1 2018

Shares 165,447 Value ($000) $852 Avg Close $7.11 Range $3.90 - $10.65

Q4 2017

Shares 42,872 Value ($000) $163 Avg Close $2.60 Range $1.70 - $4.05

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	19,928	$222	$9.15	$5.77 - $19.39
Q2 2020	32,692	$205	$3.83	$1.70 - $10.00
Q2 2018	130,783	$942	$6.80	$4.50 - $8.25
Q1 2018	165,447	$852	$7.11	$3.90 - $10.65
Q4 2017	42,872	$163	$2.60	$1.70 - $4.05