SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 11,265 Value ($000) $93 Avg Close $10.56 Range $6.58 - $17.25

Q4 2020

Shares 11,265 Value ($000) $77 Avg Close $8.03 Range $5.17 - $12.31

Q3 2020

Shares 11,265 Value ($000) $126 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 11,265 Value ($000) $71 Avg Close $3.83 Range $1.70 - $10.00

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	11,265	$93	$10.56	$6.58 - $17.25
Q4 2020	11,265	$77	$8.03	$5.17 - $12.31
Q3 2020	11,265	$126	$9.15	$5.77 - $19.39
Q2 2020	11,265	$71	$3.83	$1.70 - $10.00