SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Parallax Volatility Advisers, L.P.'s Holding History (CIK: 0001521001)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 42 Value ($000) $0 Avg Close $6.21 Range $4.65 - $7.74

Q4 2020

Shares 1,736 Value ($000) $12 Avg Close $8.03 Range $5.17 - $12.31

Q3 2020

Shares 18,338 Value ($000) $204 Avg Close $9.15 Range $5.77 - $19.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	42	$0	$6.21	$4.65 - $7.74
Q4 2020	1,736	$12	$8.03	$5.17 - $12.31
Q3 2020	18,338	$204	$9.15	$5.77 - $19.39