SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

ELEMENT CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001535630)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 68,643 Value ($000) $354 Avg Close $7.11 Range $3.90 - $10.65

Q3 2017

Shares 12,379 Value ($000) $21 Avg Close $1.83 Range $1.50 - $2.15

Q2 2017

Shares 219,631 Value ($000) $439 Avg Close $1.95 Range $1.50 - $3.95

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	68,643	$354	$7.11	$3.90 - $10.65
Q3 2017	12,379	$21	$1.83	$1.50 - $2.15
Q2 2017	219,631	$439	$1.95	$1.50 - $3.95