SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 8,200 Value ($000) $16 Avg Close $1.73 Range $1.15 - $2.48

Q1 2022

Shares 8,200 Value ($000) $19 Avg Close $3.12 Range $1.96 - $4.99

Q3 2020

Shares 1,055 Value ($000) $12 Avg Close $9.15 Range $5.77 - $19.39

Q2 2020

Shares 43,300 Value ($000) $272 Avg Close $3.83 Range $1.70 - $10.00

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	8,200	$16	$1.73	$1.15 - $2.48
Q1 2022	8,200	$19	$3.12	$1.96 - $4.99
Q3 2020	1,055	$12	$9.15	$5.77 - $19.39
Q2 2020	43,300	$272	$3.83	$1.70 - $10.00