SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Connor, Clark & Lunn Investment Management Ltd.'s Holding History (CIK: 0001596800)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 26,495 Value ($000) $202 Avg Close $8.48 Range $7.31 - $11.07

Q1 2018

Shares 118,685 Value ($000) $611 Avg Close $7.11 Range $3.90 - $10.65

Q4 2015

Shares 16,900 Value ($000) $147 Avg Close $8.43 Range $7.18 - $10.71

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	26,495	$202	$8.48	$7.31 - $11.07
Q1 2018	118,685	$611	$7.11	$3.90 - $10.65
Q4 2015	16,900	$147	$8.43	$7.18 - $10.71