SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 56,500 Value ($000) $50 Avg Close $1.33 Range $0.74 - $1.89

Q3 2022

Shares 58,500 Value ($000) $92 Avg Close $2.27 Range $1.50 - $3.09

Q2 2022

Shares 61,500 Value ($000) $124 Avg Close $1.73 Range $1.15 - $2.48

Q1 2022

Shares 62,500 Value ($000) $146 Avg Close $3.12 Range $1.96 - $4.99

Q4 2021

Shares 11,750 Value ($000) $55 Avg Close $6.21 Range $4.65 - $7.74

Q3 2020

Shares 17,650 Value ($000) $197 Avg Close $9.15 Range $5.77 - $19.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	56,500	$50	$1.33	$0.74 - $1.89
Q3 2022	58,500	$92	$2.27	$1.50 - $3.09
Q2 2022	61,500	$124	$1.73	$1.15 - $2.48
Q1 2022	62,500	$146	$3.12	$1.96 - $4.99
Q4 2021	11,750	$55	$6.21	$4.65 - $7.74
Q3 2020	17,650	$197	$9.15	$5.77 - $19.39