SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 2,383,825 Value ($000) $2,122 Avg Close $1.33 Range $0.74 - $1.89
Q3 2022
Shares 234,638 Value ($000) $369 Avg Close $2.27 Range $1.50 - $3.09
Q2 2022
Shares 1,135,069 Value ($000) $2,281 Avg Close $1.73 Range $1.15 - $2.48
Q1 2022
Shares 2,480,761 Value ($000) $5,780 Avg Close $3.12 Range $1.96 - $4.99
Q4 2021
Shares 848,887 Value ($000) $3,947 Avg Close $6.21 Range $4.65 - $7.74
Q3 2021
Shares 479,619 Value ($000) $3,659 Avg Close $8.48 Range $7.31 - $11.07
Q2 2021
Shares 155,609 Value ($000) $1,508 Avg Close $7.96 Range $6.14 - $10.29
Q1 2021
Shares 295,322 Value ($000) $2,442 Avg Close $10.56 Range $6.58 - $17.25
Q4 2020
Shares 109,465 Value ($000) $747 Avg Close $8.03 Range $5.17 - $12.31
Q3 2020
Shares 103,118 Value ($000) $1,150 Avg Close $9.15 Range $5.77 - $19.39
Q2 2020
Shares 69,947 Value ($000) $439 Avg Close $3.83 Range $1.70 - $10.00
Q1 2020
Shares 98,039 Value ($000) $180 Avg Close $2.88 Range $1.55 - $5.09
Q4 2019
Shares 165,663 Value ($000) $560 Avg Close $2.38 Range $1.39 - $4.40
Q3 2019
Shares 101,633 Value ($000) $218 Avg Close $2.33 Range $2.00 - $2.91
Q2 2019
Shares 26,139 Value ($000) $69 Avg Close $3.60 Range $2.52 - $4.75
Q1 2019
Shares 26,583 Value ($000) $126 Avg Close $2.62 Range $1.80 - $6.50
Q4 2018
Shares 695,226 Value ($000) $1,669 Avg Close $3.27 Range $1.95 - $4.59
Q3 2018
Shares 162,552 Value ($000) $715 Avg Close $5.54 Range $3.90 - $7.55
Q2 2018
Shares 43,883 Value ($000) $316 Avg Close $6.80 Range $4.50 - $8.25
Q1 2018
Shares 442,058 Value ($000) $2,276 Avg Close $7.11 Range $3.90 - $10.65
Q4 2017
Shares 23,210 Value ($000) $88 Avg Close $2.60 Range $1.70 - $4.05
Q3 2017
Shares 1,500 Value ($000) $3 Avg Close $1.83 Range $1.50 - $2.15
Q2 2017
Shares 3,543 Value ($000) $7 Avg Close $1.95 Range $1.50 - $3.95
Q1 2017
Shares 2,303 Value ($000) $9 Avg Close $5.01 Range $3.90 - $6.08
Q4 2016
Shares 160,270 Value ($000) $786 Avg Close $6.01 Range $4.67 - $8.35
Q3 2016
Shares 127,332 Value ($000) $986 Avg Close $6.73 Range $5.55 - $8.00
Q2 2016
Shares 93,517 Value ($000) $524 Avg Close $6.39 Range $5.26 - $7.80
Q1 2016
Shares 6,500 Value ($000) $35 Avg Close $5.81 Range $4.25 - $8.52
Q4 2015
Shares 5,482 Value ($000) $48 Avg Close $8.43 Range $7.18 - $10.71
Q3 2015
Shares 5,951 Value ($000) $50 Avg Close $15.93 Range $7.64 - $26.80
Q2 2015
Shares 751 Value ($000) $13 Avg Close $12.85 Range $8.15 - $17.83
Q1 2015
Shares 2,611 Value ($000) $30 Avg Close $11.57 Range $8.27 - $14.30
Q4 2014
Shares 551 Value ($000) $6 Avg Close $5.07 Range $3.10 - $10.80