SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 50 Value ($000) $0 Avg Close $8.48 Range $7.31 - $11.07

Q2 2021

Shares 50 Value ($000) $0 Avg Close $7.96 Range $6.14 - $10.29

Q1 2021

Shares 50 Value ($000) $0 Avg Close $10.56 Range $6.58 - $17.25

Q4 2020

Shares 50 Value ($000) $0 Avg Close $8.03 Range $5.17 - $12.31

Q3 2020

Shares 50 Value ($000) $1 Avg Close $9.15 Range $5.77 - $19.39

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	50	$0	$8.48	$7.31 - $11.07
Q2 2021	50	$0	$7.96	$6.14 - $10.29
Q1 2021	50	$0	$10.56	$6.58 - $17.25
Q4 2020	50	$0	$8.03	$5.17 - $12.31
Q3 2020	50	$1	$9.15	$5.77 - $19.39