SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Capital Analysts, LLC's Holding History (CIK: 0001624758)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 500 Value ($000) $4 Avg Close $10.56 Range $6.58 - $17.25

Q3 2020

Shares 1,500 Value ($000) $17 Avg Close $9.15 Range $5.77 - $19.39

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	500	$4	$10.56	$6.58 - $17.25
Q3 2020	1,500	$17	$9.15	$5.77 - $19.39