SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 162,275 Value ($000) $1,256 Avg Close $6.73 Range $5.55 - $8.00

Q2 2016

Shares 210,777 Value ($000) $1,180 Avg Close $6.39 Range $5.26 - $7.80

Q1 2016

Shares 260,948 Value ($000) $1,404 Avg Close $5.81 Range $4.25 - $8.52

Q4 2015

Shares 255,211 Value ($000) $2,223 Avg Close $8.43 Range $7.18 - $10.71

Q3 2015

Shares 270,225 Value ($000) $2,267 Avg Close $15.93 Range $7.64 - $26.80

Q2 2015

Shares 305,791 Value ($000) $5,388 Avg Close $12.85 Range $8.15 - $17.83

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	162,275	$1,256	$6.73	$5.55 - $8.00
Q2 2016	210,777	$1,180	$6.39	$5.26 - $7.80
Q1 2016	260,948	$1,404	$5.81	$4.25 - $8.52
Q4 2015	255,211	$2,223	$8.43	$7.18 - $10.71
Q3 2015	270,225	$2,267	$15.93	$7.64 - $26.80
Q2 2015	305,791	$5,388	$12.85	$8.15 - $17.83