SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 14,811 Value ($000) $101 Avg Close $8.03 Range $5.17 - $12.31

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	14,811	$101	$8.03	$5.17 - $12.31