SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 36,892 Value ($000) $33 Avg Close $1.33 Range $0.74 - $1.89

Q3 2022

Shares 36,892 Value ($000) $57 Avg Close $2.27 Range $1.50 - $3.09

Q1 2020

Shares 81,800 Value ($000) $150 Avg Close $2.88 Range $1.55 - $5.09

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	36,892	$33	$1.33	$0.74 - $1.89
Q3 2022	36,892	$57	$2.27	$1.50 - $3.09
Q1 2020	81,800	$150	$2.88	$1.55 - $5.09