SORRENTO THERAPEUTICS INC

Ticker: SRNE CUSIP: 83587F202 Class: Common Stock

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 300 Value ($000) $1 Avg Close $3.83 Range $1.70 - $10.00

Q3 2019

Shares 2,000 Value ($000) $4 Avg Close $2.33 Range $2.00 - $2.91

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	300	$1	$3.83	$1.70 - $10.00
Q3 2019	2,000	$4	$2.33	$2.00 - $2.91