SOTHEBYS

CUSIP: 835898107 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 12,957 Value ($000) $736 Avg Close — Range —
Q2 2019
Shares 9,664 Value ($000) $559 Avg Close — Range —
Q1 2019
Shares 222,353 Value ($000) $8,391 Avg Close — Range —
Q4 2018
Shares 288,471 Value ($000) $11,462 Avg Close — Range —
Q3 2018
Shares 105,991 Value ($000) $5,211 Avg Close — Range —
Q2 2018
Shares 300,447 Value ($000) $16,324 Avg Close — Range —
Q1 2018
Shares 294,644 Value ($000) $15,114 Avg Close — Range —
Q4 2017
Shares 143,551 Value ($000) $7,405 Avg Close — Range —
Q3 2017
Shares 1,585,150 Value ($000) $73,088 Avg Close — Range —
Q2 2017
Shares 261,817 Value ($000) $14,050 Avg Close — Range —
Q1 2017
Shares 287,007 Value ($000) $13,052 Avg Close — Range —
Q4 2016
Shares 247,309 Value ($000) $9,856 Avg Close — Range —
Q3 2016
Shares 25,037 Value ($000) $950 Avg Close — Range —
Q2 2016
Shares 104,712 Value ($000) $2,868 Avg Close — Range —
Q1 2016
Shares 1,178,269 Value ($000) $31,494 Avg Close — Range —
Q4 2015
Shares 881,876 Value ($000) $22,715 Avg Close — Range —
Q3 2015
Shares 1,116,209 Value ($000) $35,695 Avg Close — Range —
Q2 2015
Shares 1,084,513 Value ($000) $49,062 Avg Close — Range —
Q1 2015
Shares 984,349 Value ($000) $41,597 Avg Close — Range —
Q4 2014
Shares 1,049,016 Value ($000) $45,295 Avg Close — Range —
Q3 2014
Shares 853,092 Value ($000) $30,472 Avg Close — Range —
Q2 2014
Shares 924,410 Value ($000) $38,815 Avg Close — Range —
Q1 2014
Shares 840,157 Value ($000) $36,588 Avg Close — Range —
Q4 2013
Shares 921,171 Value ($000) $49,006 Avg Close — Range —
Q3 2013
Shares 956,443 Value ($000) $46,989 Avg Close — Range —