SOTHEBYS

CUSIP: 835898107 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 26 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 26 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 26 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 37 Value ($000) $1 Avg Close — Range —
Q4 2013
Shares 228 Value ($000) $12 Avg Close — Range —