SOTHEBYS

CUSIP: 835898107 Class: COM

SCOTIA CAPITAL INC.'s Holding History (CIK: 0001335644)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 7,264 Value ($000) $232 Avg Close — Range —
Q2 2015
Shares 13,964 Value ($000) $631 Avg Close — Range —
Q1 2015
Shares 8,964 Value ($000) $379 Avg Close — Range —
Q4 2014
Shares 8,964 Value ($000) $387 Avg Close — Range —
Q3 2014
Shares 8,964 Value ($000) $320 Avg Close — Range —
Q2 2014
Shares 8,964 Value ($000) $376 Avg Close — Range —
Q1 2014
Shares 13,464 Value ($000) $586 Avg Close — Range —
Q4 2013
Shares 13,600 Value ($000) $723 Avg Close — Range —