SOUTH32 LTD

Ticker: SOUHY CUSIP: 84473L105 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 36,209 Value ($000) $358 Avg Close — Range —
Q3 2016
Shares 37,116 Value ($000) $346 Avg Close — Range —
Q2 2016
Shares 36,958 Value ($000) $218 Avg Close — Range —
Q1 2016
Shares 37,371 Value ($000) $204 Avg Close — Range —
Q4 2015
Shares 46,290 Value ($000) $176 Avg Close — Range —
Q3 2015
Shares 45,515 Value ($000) $217 Avg Close — Range —
Q2 2015
Shares 57,569 Value ($000) $387 Avg Close — Range —