SOUTH32 LTD

Ticker: SOUHY CUSIP: 84473L105 Class: ADR

KORNITZER CAPITAL MANAGEMENT INC /KS's Holding History (CIK: 0000898358)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 30,908 Value ($000) $169 Avg Close — Range —
Q4 2015
Shares 45,828 Value ($000) $175 Avg Close — Range —
Q3 2015
Shares 50,628 Value ($000) $241 Avg Close — Range —
Q2 2015
Shares 84,898 Value ($000) $570 Avg Close — Range —