SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T104 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 3,570 Value ($000) $60 Avg Close — Range —
Q1 2014
Shares 3,570 Value ($000) $58 Avg Close — Range —