SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T104 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 13,872 Value ($000) $181 Avg Close — Range —
Q4 2015
Shares 12,310 Value ($000) $161 Avg Close — Range —