SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T302 Class: Convertible Preferred

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,397 Value ($000) $112 Avg Close — Range —
Q4 2016
Shares 4,699 Value ($000) $119 Avg Close — Range —
Q3 2016
Shares 28,218 Value ($000) $728 Avg Close — Range —