SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T302 Class: Convertible Preferred

Shaker Financial Services, LLC's Holding History (CIK: 0001511794)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 20,153 Value ($000) $508 Avg Close — Range —
Q2 2020
Shares 22,571 Value ($000) $568 Avg Close — Range —
Q1 2020
Shares 23,403 Value ($000) $566 Avg Close — Range —
Q4 2019
Shares 25,708 Value ($000) $657 Avg Close — Range —
Q3 2019
Shares 27,482 Value ($000) $694 Avg Close — Range —
Q2 2019
Shares 27,482 Value ($000) $691 Avg Close — Range —
Q1 2019
Shares 33,482 Value ($000) $839 Avg Close — Range —
Q4 2018
Shares 33,482 Value ($000) $835 Avg Close — Range —
Q3 2018
Shares 36,515 Value ($000) $931 Avg Close — Range —
Q2 2018
Shares 36,515 Value ($000) $931 Avg Close — Range —
Q1 2018
Shares 36,515 Value ($000) $935 Avg Close — Range —
Q4 2017
Shares 36,515 Value ($000) $944 Avg Close — Range —
Q3 2017
Shares 36,515 Value ($000) $934 Avg Close — Range —
Q2 2017
Shares 36,515 Value ($000) $931 Avg Close — Range —
Q1 2017
Shares 36,515 Value ($000) $929 Avg Close — Range —
Q3 2016
Shares 50,464 Value ($000) $1,303 Avg Close — Range —