SPECIAL OPPORTUNITIES FD INC

CUSIP: 84741T302 Class: Convertible Preferred

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 30,059 Value ($000) $758 Avg Close — Range —
Q2 2020
Shares 29,872 Value ($000) $752 Avg Close — Range —
Q1 2020
Shares 29,412 Value ($000) $711 Avg Close — Range —
Q4 2019
Shares 40,903 Value ($000) $1,045 Avg Close — Range —
Q3 2019
Shares 35,103 Value ($000) $886 Avg Close — Range —
Q2 2019
Shares 38,679 Value ($000) $972 Avg Close — Range —
Q1 2019
Shares 39,336 Value ($000) $985 Avg Close — Range —
Q4 2018
Shares 38,265 Value ($000) $954 Avg Close — Range —
Q3 2018
Shares 46,459 Value ($000) $1,184 Avg Close — Range —
Q2 2018
Shares 45,945 Value ($000) $1,172 Avg Close — Range —
Q1 2018
Shares 54,469 Value ($000) $1,394 Avg Close — Range —
Q4 2017
Shares 82,993 Value ($000) $2,145 Avg Close — Range —
Q3 2017
Shares 85,307 Value ($000) $2,183 Avg Close — Range —
Q2 2017
Shares 91,818 Value ($000) $2,341 Avg Close — Range —
Q1 2017
Shares 98,089 Value ($000) $2,482 Avg Close — Range —
Q3 2016
Shares 95,316 Value ($000) $2,460 Avg Close — Range —