SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 786,541 Value ($000) $32,319,000 Avg Close — Range —
Q3 2016
Shares 501,600 Value ($000) $21,443,000 Avg Close — Range —