SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 8,100 Value ($000) $248 Avg Close — Range —
Q3 2015
Shares 10,300 Value ($000) $271 Avg Close — Range —
Q2 2015
Shares 17,619 Value ($000) $574 Avg Close — Range —
Q1 2015
Shares 21,246 Value ($000) $768 Avg Close — Range —
Q4 2014
Shares 31,440 Value ($000) $1,141 Avg Close — Range —
Q4 2013
Shares 75,736 Value ($000) $2,698 Avg Close — Range —
Q3 2013
Shares 82,080 Value ($000) $2,810 Avg Close — Range —
Q2 2013
Shares 81,536 Value ($000) $2,810 Avg Close — Range —
Q1 2013
Shares 77,072 Value ($000) $2,370 Avg Close — Range —
Q4 2012
Shares 125,328 Value ($000) $3,431 Avg Close — Range —
Q3 2012
Shares 75,584 Value ($000) $2,219 Avg Close — Range —
Q2 2012
Shares 131,852 Value ($000) $3,832 Avg Close — Range —
Q1 2012
Shares 140,600 Value ($000) $4,436 Avg Close — Range —
Q4 2011
Shares 141,800 Value ($000) $4,360 Avg Close — Range —
Q3 2011
Shares 144,100 Value ($000) $3,535 Avg Close — Range —
Q2 2011
Shares 66,500 Value ($000) $1,823 Avg Close — Range —
Q1 2011
Shares 162,600 Value ($000) $4,419 Avg Close — Range —
Q4 2010
Shares 162,600 Value ($000) $4,063 Avg Close — Range —
Q1 2010
Shares 178,100 Value ($000) $4,013 Avg Close — Range —
Q4 2009
Shares 175,600 Value ($000) $3,602 Avg Close — Range —
Q3 2009
Shares 141,000 Value ($000) $2,671 Avg Close — Range —
Q2 2009
Shares 107,000 Value ($000) $1,810 Avg Close — Range —
Q1 2009
Shares 75,400 Value ($000) $1,066 Avg Close — Range —