SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,516,167 Value ($000) $62,299 Avg Close — Range —
Q3 2016
Shares 1,078,752 Value ($000) $46,116 Avg Close — Range —
Q2 2016
Shares 1,226,916 Value ($000) $44,942 Avg Close — Range —
Q1 2016
Shares 1,084,172 Value ($000) $33,175 Avg Close — Range —
Q4 2015
Shares 1,251,528 Value ($000) $29,961 Avg Close — Range —
Q3 2015
Shares 1,007,060 Value ($000) $26,454 Avg Close — Range —
Q2 2015
Shares 928,621 Value ($000) $30,274 Avg Close — Range —
Q1 2015
Shares 1,149,245 Value ($000) $41,568 Avg Close — Range —
Q4 2014
Shares 776,682 Value ($000) $28,193 Avg Close — Range —
Q3 2014
Shares 676,018 Value ($000) $26,541 Avg Close — Range —
Q2 2014
Shares 862,809 Value ($000) $36,652 Avg Close — Range —
Q1 2014
Shares 572,750 Value ($000) $21,157 Avg Close — Range —
Q4 2013
Shares 528,386 Value ($000) $18,820 Avg Close — Range —
Q3 2013
Shares 463,570 Value ($000) $15,867 Avg Close — Range —
Q2 2013
Shares 400,786 Value ($000) $13,811 Avg Close — Range —