SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 183,031 Value ($000) $7,521 Avg Close — Range —
Q3 2016
Shares 67,371 Value ($000) $2,880 Avg Close — Range —
Q3 2015
Shares 2,822 Value ($000) $74 Avg Close — Range —
Q1 2015
Shares 278 Value ($000) $10 Avg Close — Range —
Q1 2014
Shares 450 Value ($000) $17 Avg Close — Range —
Q3 2013
Shares 33,000 Value ($000) $1,130 Avg Close — Range —
Q2 2013
Shares 54,500 Value ($000) $1,878 Avg Close — Range —
Q1 2013
Shares 62,500 Value ($000) $1,922 Avg Close — Range —