SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,396 Value ($000) $51 Avg Close — Range —
Q2 2014
Shares 2,648 Value ($000) $112,488 Avg Close — Range —
Q1 2014
Shares 2,823 Value ($000) $104 Avg Close — Range —