SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 36,800 Value ($000) $1,512 Avg Close — Range —
Q3 2016
Shares 31,700 Value ($000) $1,355 Avg Close — Range —
Q2 2016
Shares 29,800 Value ($000) $1,068 Avg Close — Range —
Q1 2016
Shares 18,100 Value ($000) $553 Avg Close — Range —
Q4 2015
Shares 23,600 Value ($000) $560 Avg Close — Range —
Q3 2015
Shares 15,000 Value ($000) $380 Avg Close — Range —
Q2 2015
Shares 18,000 Value ($000) $580 Avg Close — Range —
Q4 2014
Shares 11,000 Value ($000) $404 Avg Close — Range —
Q3 2014
Shares 8,000 Value ($000) $314 Avg Close — Range —
Q2 2014
Shares 10,500 Value ($000) $446 Avg Close — Range —
Q1 2014
Shares 13,000 Value ($000) $479 Avg Close — Range —