SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 23,970 Value ($000) $985 Avg Close — Range —
Q3 2016
Shares 42,202 Value ($000) $1,804 Avg Close — Range —
Q2 2016
Shares 54,333 Value ($000) $1,990 Avg Close — Range —
Q1 2016
Shares 55,297 Value ($000) $1,692 Avg Close — Range —