SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 8,882 Value ($000) $365 Avg Close — Range —
Q3 2016
Shares 8,710 Value ($000) $372 Avg Close — Range —
Q2 2016
Shares 8,710 Value ($000) $319 Avg Close — Range —
Q1 2016
Shares 8,130 Value ($000) $249 Avg Close — Range —
Q4 2015
Shares 8,130 Value ($000) $195 Avg Close — Range —
Q3 2015
Shares 8,130 Value ($000) $214 Avg Close — Range —
Q2 2015
Shares 8,130 Value ($000) $265 Avg Close — Range —
Q1 2015
Shares 8,130 Value ($000) $294 Avg Close — Range —
Q4 2014
Shares 8,130 Value ($000) $295 Avg Close — Range —
Q3 2014
Shares 269 Value ($000) $11 Avg Close — Range —
Q2 2014
Shares 269 Value ($000) $11 Avg Close — Range —
Q1 2014
Shares 654 Value ($000) $24 Avg Close — Range —
Q4 2013
Shares 654 Value ($000) $23 Avg Close — Range —