SPECTRA ENERGY CORP

CUSIP: 847560109 Class: COM

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,357 Value ($000) $58 Avg Close — Range —
Q2 2016
Shares 1,357 Value ($000) $50 Avg Close — Range —
Q1 2016
Shares 1,357 Value ($000) $42 Avg Close — Range —
Q4 2015
Shares 1,357 Value ($000) $32 Avg Close — Range —