SPECTRUM PHARMACEUTICALS INC

CUSIP: 84763A108 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 700 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 400 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 200 Value ($000) $2 Avg Close — Range —
Q3 2013
Shares 200 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 200 Value ($000) $1 Avg Close — Range —