SPECTRUM PHARMACEUTICALS INC

CUSIP: 84763A108 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 13,212 Value ($000) $48 Avg Close — Range —
Q3 2019
Shares 16,000 Value ($000) $132 Avg Close — Range —
Q3 2018
Shares 3,000 Value ($000) $50 Avg Close — Range —