SPHERE 3D CORP NEW

CUSIP: 84841L308 Class: Common Stock

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 179,848 Value ($000) $561 Avg Close — Range —
Q3 2021
Shares 759,800 Value ($000) $4,513 Avg Close — Range —