SPOTIFY USA INC

CUSIP: 84921RAB6 Class: NOTE 3/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023
Shares 13,000 Value ($000) $11,480 Avg Close — Range —
Q3 2023
Shares 13,000 Value ($000) $11,076 Avg Close — Range —
Q2 2023
Shares 13,000 Value ($000) $11,102 Avg Close — Range —
Q1 2023
Shares 13,000 Value ($000) $10,864 Avg Close — Range —
Q4 2022
Shares 12,000 Value ($000) $9,711 Avg Close — Range —
Q3 2022
Shares 10,000 Value ($000) $7,936 Avg Close — Range —
Q2 2022
Shares 7,000 Value ($000) $5,569 Avg Close — Range —