SPREADTRUM COMMUNICATIONS IN

CUSIP: 849415203 Class: ADR

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 25,032 Value ($000) $762 Avg Close — Range —
Q2 2013
Shares 30,331 Value ($000) $796 Avg Close — Range —