SPROTT PHYSICAL GOLD & SILVE

Ticker: CEF CUSIP: 85208R101 Class: Common Stock

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 43,280 Value ($000) $837 Avg Close — Range —

Q3 2020

Shares 55,205 Value ($000) $1,012 Avg Close — Range —

Q2 2020

Shares 55,207 Value ($000) $933 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	43,280	$837	—	—
Q3 2020	55,205	$1,012	—	—
Q2 2020	55,207	$933	—	—