SPROTT PHYSICAL GOLD & SILVE

Ticker: CEF CUSIP: 85208R101 Class: Common Stock

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 200,000 Value ($000) $5 Avg Close — Range —

Q4 2022

Shares 10,000 Value ($000) $0 Avg Close — Range —

Q3 2022

Shares 10,000 Value ($000) $214 Avg Close — Range —

Q2 2022

Shares 10,000 Value ($000) $217 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	200,000	$5	—	—
Q4 2022	10,000	$0	—	—
Q3 2022	10,000	$214	—	—
Q2 2022	10,000	$217	—	—