SPROTT ETF TRUST

Ticker: SGDJ CUSIP: 85210B201 Class: COM

FLAGSHIP HARBOR ADVISORS, LLC's Holding History (CIK: 0001691766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 4,075 Value ($000) $201 Avg Close — Range —
Q3 2020
Shares 75 Value ($000) $3 Avg Close — Range —
Q2 2020
Shares 75 Value ($000) $2 Avg Close — Range —
Q1 2020
Shares 75 Value ($000) $2 Avg Close — Range —