SQUARE 1 FINL INC

CUSIP: 85223W101 Class: COM

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 12,507 Value ($000) $335 Avg Close — Range —
Q4 2014
Shares 18,919 Value ($000) $467 Avg Close — Range —