SQUARE 1 FINL INC

CUSIP: 85223W101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 25,000 Value ($000) $657 Avg Close — Range —
Q2 2015
Shares 25,000 Value ($000) $682 Avg Close — Range —
Q1 2015
Shares 25,050 Value ($000) $661 Avg Close — Range —
Q4 2014
Shares 30,050 Value ($000) $742 Avg Close — Range —
Q3 2014
Shares 30,050 Value ($000) $572 Avg Close — Range —