STANLEY BLACK & DECKER INC

CUSIP: 854502804 Class: CVPFD 6.25% 11/17/2016

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 229,434 Value ($000) $28,993 Avg Close — Range —
Q2 2016
Shares 231,116 Value ($000) $26,899 Avg Close — Range —
Q1 2016
Shares 231,032 Value ($000) $26,158 Avg Close — Range —
Q4 2015
Shares 233,101 Value ($000) $27,404 Avg Close — Range —
Q3 2015
Shares 170,000 Value ($000) $18,953 Avg Close — Range —
Q2 2015
Shares 170,000 Value ($000) $20,534 Avg Close — Range —
Q1 2015
Shares 170,500 Value ($000) $19,161 Avg Close — Range —
Q4 2014
Shares 170,500 Value ($000) $19,952 Avg Close — Range —
Q3 2014
Shares 170,500 Value ($000) $19,144 Avg Close — Range —
Q1 2014
Shares 174,300 Value ($000) $18,781 Avg Close — Range —
Q4 2013
Shares 50,000 Value ($000) $5,160 Avg Close — Range —